Philadelphia Stock Exchange - PDFSEARCH.IO - Document Search Engine

Philadelphia Stock Exchange
Results: 603

#	Item
521	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 16, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-17 11:21:31 Finance Floor broker Broker-dealer Options Clearing Corporation Philadelphia Stock Exchange Financial markets Financial economics Financial system
522	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 8, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-12 08:00:04 Rebate Financial economics Finance Securities Exchange Act Philadelphia Stock Exchange Short NASDAQ Business Sales promotion Economy of the United States
523	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 13, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-14 06:30:01 Finance Low latency Securities Exchange Act Philadelphia Stock Exchange Algorithmic trading Financial system Financial markets Financial economics Self-regulatory organizations
524	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-18 16:21:08 Economy of New York City NASDAQ Securities Exchange Act NYSE Euronext OMX Boston Stock Exchange Financial Industry Regulatory Authority Philadelphia Stock Exchange U.S. Securities and Exchange Commission Economy of the United States United States securities law Self-regulatory organizations
525	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-SCCP[removed]July 17, 2008 Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Amendment No. 1 and Order G Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-21 11:04:31 United States securities law Self-regulatory organizations NASDAQ Securities Exchange Act Boston Stock Exchange Philadelphia Stock Exchange OMX Securities regulation in the United States U.S. Securities and Exchange Commission Economy of the United States 73rd United States Congress United States Securities and Exchange Commission
526	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-29 12:39:46 73rd United States Congress United States Securities and Exchange Commission United States NASDAQ Securities Exchange Act Philadelphia Stock Exchange OMX U.S. Securities and Exchange Commission Armenian Stock Exchange Economy of the United States United States securities law Self-regulatory organizations
527	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]October 8, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-09 07:14:53 Securities Exchange Act SEC filings U.S. Securities and Exchange Commission Philadelphia Stock Exchange Economy of the United States Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
528	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-SCCP[removed]April 23, 2009 Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-29 15:24:25 United States Securities and Exchange Commission United States Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission OMX Boston Stock Exchange Philadelphia Stock Exchange Economy of the United States United States securities law 73rd United States Congress
529	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 11, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-12 06:28:12 Finance Self-regulatory organizations Exchange-traded fund Funds Philadelphia Stock Exchange Securities Exchange Act Market maker London Stock Exchange Financial economics Financial markets Investment
530	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BSECC[removed]; SR-BX[removed]; SR-NASDAQ2012-142; SR-Phlx[removed]; SR-SCCP[removed]February 4, 2013 Self-Regulatory Organizations; Boston Stock Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-05 10:00:05 Economy of New York City NASDAQ U.S. Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority Philadelphia Stock Exchange OMX NYSE Euronext Boston Stock Exchange Economy of the United States Self-regulatory organizations United States securities law

UPDATE